Foreign Collusion, Naked Shorting (Counterfeiting) & Money Laundering — All Illicit Wealth
Elad L. Roisman is a Commissioner of the Securities and Exchange Commission (SEC). He was appointed by President Donald Trump to the U.S. Securities and Exchange Commission and was sworn into office on September 11, 2018. Commissioner Roisman joined the SEC from the U.S. Senate Committee on Banking, Housing, and Urban Affairs, where he served as Chief Counsel.
Allison Herren Lee is a Commissioner of the Securities and Exchange Commission (SEC). She was appointed by President Donald Trump to the U.S. Securities and Exchange Commission, unanimously confirmed by the U.S. Senate, and sworn into office on July 8, 2019. Commissioner Lee brings to the SEC over two decades of experience as a securities law practitioner. Most recently, she has written, lectured, and taught courses internationally in Spain and Italy on financial regulation and corporate law.
Thomas M. Joyce was chairman and CEO of Knight Capital Group from May 2002 until he resigned in July 2013. Joyce served as president of Knight Trading Group until January 2005 after being appointed chairman in December 2004, and has also served as head of brokerage operations since June 2005. Prior to joining Knight, he was briefly global head of trading with Sanford C. Bernstein & Co. after a 15-year stint with Merrill Lynch, where he last served as global head of equity e-commerce from 1999 until 2001. Joyce previously served on the board of directors of NASDAQ. Joyce also serves as a director of the Securities Industry and Financial Markets Association (SIFMA). Joyce received his A.B. in Economics from Harvard College in 1977.
David Einhorn started his career with the hedge fund Siegler, Collery & Co. in 1993. In 1996, Einhorn founded Greenlight Capital Inc. with Jeffrey Keswin. The firm began with less than $1 million, and as of 2017, the firm had close to $10 billion assets under management. However, as of July 2018, after more than ten years of winning on Wall Street, investors estimate that Greenlight Capital has shrunk to about $5.5 billion in assets under management, reported The Wall Street Journal. Frustrated clients are pulling their investments from the firm.
Joseph Weinhoffer: Depository Trust & Clearing Corporation (DTCC) member of the board. He is Treasurer and Chief Investment Officer of EDF Man Capital Markets Inc. (MCM) with responsibility for firm financing, capital management, bank relationships, investing client segregated assets and supervising the Prime Services business. Prior to joining MCM in 2014, Weinhoffer was a Managing Director at Mitsubishi UFJ Securities (MUS) responsible for U.S. Treasury, repo and stock loan.
Gary H. Stern: Depository Trust & Clearing Corporation (DTCC) member of the board. He was President and Chief Executive Officer of the Federal Reserve Bank of Minneapolis from March 1985 to September 2009. Stern joined the Federal Reserve Bank of Minneapolis in January 1982 as senior vice president and director of research. Before joining the Minneapolis Fed, Stern was a partner in a New York-based economic consulting firm. Stern’s prior experience includes seven years at the Federal Reserve Bank of New York.
Paul Simpson: Depository Trust & Clearing Corporation (DTCC) member of the board. He is the Global Banking & Markets Operations and Regions executive at Bank of America. He leads a team responsible for operations for institutional and commercial, corporate, investment banking and government clients, as well as small business and business banking clients. The team delivers end-to-end services, support and operations for sales, trading and underwriting businesses and comprehensive financial services solutions, including credit, depository, treasury and trade delivery and support. Simpson also leads the regional technology and operations teams in the Asia Pacific, Europe, Middle East & Africa and Latin America regions. Simpson is also responsible for robotics, and robotics process automation optimization across Global Technology and Operations.
Ann N. Reese: Depository Trust & Clearing Corporation (DTCC) member of the board. She founded the Center for Adoption Policy in New York in 2001 and serves as its Co-Executive Director. The organization provides research, analysis, advice and education to practitioners and the public about current legislation and practices governing ethical domestic and intercountry adoption. Prior to that, Reese served as a Principal with Clayton, Dubilier & Rice, a private equity investment firm, in 1999 and 2000. From 1995 to 1998, she was Executive Vice President and Chief Financial Officer of ITT Corporation, a hotel and gaming company.
Emily Portney: Depository Trust & Clearing Corporation (DTCC) member of the board. She leads the client management, sales and service teams for BNY Mellon’s Asset Servicing globally. She also oversees the Americas region for the business, which encompasses the U.S., Latin America and Canada. Asset Servicing delivers investment administration, operational and technology solutions to alternative investment managers, asset managers, asset owners, insurance companies, banks and broker-dealers. Portney was previously Chief Financial Officer for Barclays International, where she helped to establish the non-ring-fenced bank, and led a global organization spanning the Corporate and Investment Bank, the Private Bank, and the Cards and Payments businesses. She joined Barclays from Visa where she was the CFO of North America.
Joseph Noto: Depository Trust & Clearing Corporation (DTCC) member of the board. He is a Managing Director and the Americas Treasurer for Barclays. He is the Treasurer of the U.S. Intermediate Holding Company (IHC) and is responsible for key financial resources including capital, leverage, funding and liquidity, as well asset & liability management for both the IHC and Consolidated US Operations (CUSO). Noto provides oversight for liquidity and capital adequacy for the IHC and CUSO including the annual CCAR process and is responsible for ensuring that interest rate and FX risks are appropriately managed within risk appetite. He also manages the legal entity treasury functions for Barclays Bank of Delaware and Barclays Bank Mexico, SA.
Craig Messinger: Depository Trust & Clearing Corporation (DTCC) member of the board. He is CEO for Virtu Americas LLC. Craig is a 40-year veteran in the financial services industry and has held various senior management positions during that time. Currently, Craig is part of the executive management team and Vice Chairman at Virtu Financial, Inc. He serves, as the CEO for Virtu Americas LLC, one of Virtu’s FINRA registered broker-dealers.
Graeme McEvoy: Depository Trust & Clearing Corporation (DTCC) member of the board. He is a Managing Director in the Global Operations division at Morgan Stanley, based in New York. He is the Global Head of Institutional Securities Group Operations, responsible for the operational support of the Trading and Sales functions of the firms ISG business lines. He joined Morgan Stanley in 2008 initially to run the Shared Services Operations team and has been in his current role since 2013. McEvoy previously spent 12 years at Goldman Sachs, in both London and New York, running the Operations team supporting the J Aron Commodities business and in other Operations roles in the Securities space.
Raj Mahajan: Depository Trust & Clearing Corporation (DTCC) member of the board. He is global head of the Goldman Sachs’ systematic client franchise. Previously, he was co-head of Securities Division Engineering. Before that, Mahajan was global head of Equities Electronic Execution Services. He first joined Goldman Sachs in 1996 as an analyst in the firm’s commodities business and rejoined the firm as a partner in 2015.
Kathleen B. Lynch: Depository Trust & Clearing Corporation (DTCC) member of the board. She has had a distinguished career in the financial services industry spanning more than three decades and including a range of senior executive roles. Most recently, Lynch served as Chief Operating Officer for UBS Americas and Wealth Management Americas (WMA). She was a member of the firm’s Combined U.S. Operations Management Committee and the WMA Executive Committee. She currently serves as a Non-Executive Director on the Board of Directors of UBS Americas Holding LLC.
Pinar Kip Williamson: Depository Trust & Clearing Corporation (DTCC) member of the board. She is Executive Vice President, is the Global Head of the Transformation and Client Delivery Management organization at State Street. Previously, she held roles leading the Global Strategic Operations, Strategic Enterprise Business Solutions, and Restructuring divisions and served as the Design Lead for the State Street Beacon program. She also serves as the executive sponsor of State Street’s Leadership Development Program and the New York Professional Women’s Network.
THE DOLLAR HAS NO INTRINSIC VALUE : DO YOUR ASSETS?
