Article – Media – Page 163 – Financial Treason & Crime

John F. Berry, 25 October 1978

The Securities and Exchange Commission has ordered an adminstrative hearing into the alleged manipulation of the price of the stock of International Business Machines Corp. by several Chicago broke-dealers. In a brief announcement yesterday the SEC alleged that broker-dealers sought to manipulate IBM shares through a series of transactions on the New York Stock Exchange and the Chicago Board Options Exchange.

The SEC named Chicago Financial Partnership, Jameco Investments, Thomas J. Connelly Jr. III, Philip J. Dalman, James M. Chipman, Gail J. Connelly and Michael A. Faberburg, all of the .Chicago area.The SEC, which alleges fraud and manipulation of the market by certain of the Chicagoans, claims the series of questionable transactions took place during the week of July 11, 1977.
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11/30/020202/23/2021

Article: LOOP SECURITIES FRAUD: Hagens Berman, National Trial Attorneys, Encourages Loop Industries (LOOP) Investors to Contact Its Attorneys, Securities Fraud Action Filed, Application Deadline Approaching

Article - Media, Publications

LOOP SECURITIES FRAUD: Hagens Berman, National Trial Attorneys, Encourages Loop Industries (LOOP) Investors to Contact Its Attorneys, Securities Fraud Action Filed, Application Deadline Approaching

GLOBE NEWSWIRE, 30 November 2020

The complaint alleges that Loop made false and misleading statements about its purportedly “proven” technology that breaks down PET plastic to its base chemicals at a recovery rate of 100%. The complaint also alleges that Loop misrepresented its partnerships with key customers.

Specifically, the complaint alleges that Defendants failed to disclose to investors: (1) that Loop scientists were encouraged to misrepresent the results of Loop’s purportedly proprietary process; (2) that Loop did not have the technology to break PET down to its base chemicals at a recovery rate of 100%; (3) that, as a result, the Company was unlikely to realize the purported benefits of Loop’s announced partnerships with Indorama and Thyssenkrupp.
Continue reading “Article: LOOP SECURITIES FRAUD: Hagens Berman, National Trial Attorneys, Encourages Loop Industries (LOOP) Investors to Contact Its Attorneys, Securities Fraud Action Filed, Application Deadline Approaching”

11/14/020202/22/2021

Article: DoorDash IPO filing shows huge growth and lots of risk

Article - Media, Publications

DoorDash IPO filing shows huge growth and lots of risk

Dara Kerr, Carrie Mihalcik, 14 November 2020

Food delivery service DoorDash on Friday filed paperwork with the US Securities and Exchange Commission for an initial public offering. The S-1 filing, more than 200 pages long, shows that the company reported $1.9 billion in revenue for the nine months that ended Sept. 30, up from $587 million during the same period last year.

The company also reported a net loss of $149 million in the first nine months of this year, which is less than the $533 million net loss it reported during the same time in 2019.
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03/20/020204/10/2021

Article: Bionano Genomics : SEC Filing (424B3) – Supplemental Prospectus

Article - Media, Publications

Bionano Genomics : SEC Filing (424B3) – Supplemental Prospectus

MarketScreener, 20 March 2020

This prospectus covers the offer and resale by Innovatus Life Sciences Lending Fund I, LP, or Innovatus, and Innovatus Life Sciences Offshore Fund I-A, LP, or Innovatus Offshore, of up to an aggregate of 1,141,408 shares of our common stock, which includes 161,987 shares of our common stock issuable upon the exercise of warrants, issued to Innovatus and Innovatus Offshore in private transactions. Innovatus and Innovatus Offshore are also collectively referred to in this prospectus as the selling stockholders.

We are not selling any shares of common stock under this prospectus and will not receive any of the proceeds from the sale by the selling stockholders of such shares. Continue reading “Article: Bionano Genomics : SEC Filing (424B3) – Supplemental Prospectus”

03/17/020203/02/2021

Article: alphaDIRECT Advisors Discusses Ballard Power Systems and Hydrogen and Fuel Cell Solutions for Transportation with Dr. DeWoskin, Senior Advisor to Deloitte

Article - Media, Publications

alphaDIRECT Advisors Discusses Ballard Power Systems and Hydrogen and Fuel Cell Solutions for Transportation with Dr. DeWoskin, Senior Advisor to Deloitte

GLOBE NEWSWIRE, 17 March 2020

alphaDIRECT Advisors, an Investor Intelligence firm, announced today that Shawn Severson, Founding Partner, conducted a review of Ballard Power Systems, Inc. (NASDAQ/TSX: BLDP) to discuss the Deloitte China and Ballard Power Systems joint paper “Fueling the Future of Mobility: Hydrogen and Fuel Cell Solutions for Transportation” with Dr. Kennet DeWoskin, Senior Advisor to Deloitte. Continue reading “Article: alphaDIRECT Advisors Discusses Ballard Power Systems and Hydrogen and Fuel Cell Solutions for Transportation with Dr. DeWoskin, Senior Advisor to Deloitte”