Fined: Accelerated Capital Group, Inc. Fined by FINRA

Fined

Accelerated Capital Group, Inc. Fined by FINRA

15 March 2019

An Office of Hearing Officers (OHO) decision became final in which the firm was censured, fined $400,000 and ordered to pay $422,029.53, plus interest, in restitution to six customers. The sanctions were based on findings that the firm failed to establish and maintain a supervisory system and written procedures reasonably designed to achieve compliance with applicable federal securities laws, regulations and NASD®/FINRA rules.

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