Subject: Andy Barr

Subject of Interest

Garland Hale “Andy” Barr IV (R-KY) is a committee member of the 116th Congress U.S. House Committee on Financial Services. He is an American attorney and politician serving as the U.S. Representative for Kentucky’s 6th congressional district since 2013. Prior to being elected, he served in the administration of Kentucky Governor Ernie Fletcher. He is a member of the Republican Party. He graduated from the University of Virginia (BA), and University of Kentucky (JD). After law school, Barr joined the Fayette County Bar Association Young Lawyers Section and co-founded the Lexington Charity Club. In 2002, he joined the liability defense service group and the business litigation service group at the Lexington law firm of Stites & Harbison. While there, he worked for former Democratic Kentucky Attorney General and future Governor Steve Beshear. 


U.S. House Banking Committee on Financial Services

Article: In Pursuit of the Naked Short by Alexis Stokes

Article - Academic

In Pursuit of the Naked Short

Alexis Stokes, Texas State University

Journal of Law and Business 5/1 (Spring 2009)

This article explores the origins of naked short-selling litigation; considers
the failures of significant naked short-selling lawsuits in federal court;
surveys the obstacles erected collectively by constitutional standing requirements, the Federal Rules of Civil Procedure, the Private Securities Litigation Reform Act, brokerage firms, death spiral financiers, and the Depository Trust and Clearing Corporation; examines the efficacy of Regulation SHO, SEC rule 10b-21, and new FINRA rules; discusses recent state legislation and state court litigation; and identifies non-litigation options to curb naked short-selling. Ultimately, this article seeks to answer the question: If manipulative naked short-selling is more than a mythological scapegoat for
small cap failure, what remedies are, or should be, available?

PDF (62 Pages): Article In Pursuit of the Naked Short

Article: ‘Naked’ short selling is center of looming legal battle


‘Naked’ short selling is center of looming legal battle

Companies on the defensive seize upon an aggressive form of shorting

Alistair Barr

MarketWatch, 14 June 2006

By one contentious estimate, it’s a big problem plaguing more than 10% of stocks on the New York Stock Exchange and Nasdaq. An NYSE probe into whether naked shorting was used to force down shares of Vonage Holdings Corp. VG, +3.53% lower during the Internet phone company’s May initial public offering has added fuel to the fire. See full story.

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