Article: Form 424B5 Antelope Enterprise Holdings Ltd

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Form 424B5 Antelope Enterprise Holdings Ltd

Toppan Merrill, 12 February 2021

We are offering 588,236 common shares at a price of $3.57 per share (the “Shares”) to selected institutional investors pursuant to this prospectus supplement and the accompanying prospectus and a securities purchase agreement with such investors. In a concurrent private placement, we are selling to such investors warrants to purchase 588,236 common shares (the “Warrants”). The Warrants and the common shares issuable upon the exercise of the Warrants are being offered pursuant to the exemption provided in Section 4(a)(2) under the Securities Act and Rule 506(b) promulgated thereunder, and they are not being offered pursuant to this prospectus supplement and the accompanying prospectus.

As of February 11, 2021, the aggregate market value of our outstanding common shares held by non-affiliates was approximately $8.69 million, based on 3,108,020 outstanding common shares, of which outstanding shares 2,269,037 were held by non-affiliates, and a per share price of $3.83 based on the closing price of our common shares on February 11, 2021.

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Article: Form 6-K Antelope Enterprise Holdings Ltd

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Form 6-K Antelope Enterprise Holdings Ltd

Toppan Merrill, 12 February 2021

On February 12, 2021, Antelope Enterprise Holdings Ltd. (f/k/a China Ceramics Co., Ltd.) (the “Company”) entered into a Securities Purchase Agreement (the “Purchase Agreement”) with certain institutional investors (the “Investors”) for the sale by the Company of 588,236 common shares (the “Common Shares”), at a purchase price of $3.57 per share. The Common Shares were offered by the Company pursuant to its shelf registration statement on Form F-3 (File No. 333-228182), which was declared effective by the Securities and Exchange Commission on November 19, 2019. Continue reading “Article: Form 6-K Antelope Enterprise Holdings Ltd”

Article: Antelope Enterprise Holdings Ltd. Announces Pricing Of Registered Direct Public Offering

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Antelope Enterprise Holdings Ltd. Announces Pricing Of Registered Direct Public Offering

PRNewswire, 12 February 2021

JINJIANG, China, Feb. 12, 2021 /PRNewswire/ — Antelope Enterprise Holdings Ltd. (f/k/a China Ceramics Co., Ltd.) (NASDAQ Capital Market: AEHL) (the “Company”), a leading Chinese manufacturer of ceramic tiles used for exterior siding and for interior flooring and design in residential and commercial buildings, today announced that it has entered into a definitive agreement with three institutional investors for a registered direct offering of securities with gross proceeds of approximately $2.1 million, before payment of commissions and expenses. The closing of the offering is expected to take place on or about February 17, 2021, subject to the satisfaction of customary closing conditions. Continue reading “Article: Antelope Enterprise Holdings Ltd. Announces Pricing Of Registered Direct Public Offering”

Fined: Dawson James Securities, Inc. Fined by FINRA

Fined

Dawson James Securities, Inc. Fined by FINRA

A Letter of Acceptance, Waiver and Consent (AWC) was issued in which the firm was censured and fined $20,000. Without admitting or denying the findings, the firm consented to the sanctions and to the entry of findings that its registered representatives called telephone numbers that appeared on the national do-not-call list. The findings stated that the firm required its representatives to use a network that blocked calls to telephone numbers that appeared on the national do-not-call list and the firm’s do-not-call list.

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