Subject: Laurence Stein

Subject of Interest

Laurence Stein is the Chief Administrative Officer of The Goldman Sachs Group, Inc. He is a member of the Management Committee, Client and Business Standards Committee and Enterprise Risk Committee. Prior to his current role, Stein was Global Head of the Operations Division. From 2009 to 2015, he served as Chief Operating Officer of the Securities Division. From 2005 to 2009, Mr. Stein was Chief Financial Officer for the Investment Banking Division and the Federation, and before that, served as Chief Financial Officer of the Securities Division. He joined Goldman Sachs in 1996 in the Finance Division, and was named Managing Director in 2003 and Partner in 2006. Prior to joining the firm, Mr. Stein worked in the Financial Services Group at Ernst & Young in New York and Deloitte & Touche in South Africa.

Biography

Goldman Sachs

 

Subject: Paul M. Pion

Subject of Interest

Paul M. Pion has served as Chief Administrative Officer and Senior Managing Director of Cantor Fitzgerald & Co. (“Cantor”) since August 2010. Mr. Pion is also the Chief Financial Officer of Cantor Fitzgerald’s real estate business and CF Acquisition Company (SPAC). Mr. Pion previously served in numerous positions for Cantor including Global Director of Internal Audit from 2002 to 2010. Mr. Pion has been a director of Tower Bridge GP Limited since November 2010, BGC European GP Limited since January 2012 and was a director of BGC Brokers GP Limited from April 2012 until December 2019. Prior to joining Cantor, Mr. Pion served for approximately 14 years with the accounting firm Deloitte & Touche Pion holds Series 7 and 27 licenses and is a Certified Public Accountant in the State of New York. He received a B.S. in Accounting from the State University of New York at Albany.

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