Subject: Paul Tudor Jones

Subject of Interest

Paul Tudor Jones is an American hedge fund manager, conservationist and philanthropist. In 1980, he founded his hedge fund, Tudor Investment Corporation, an asset management firm headquartered in Stamford, Connecticut. At 24 years old Jones became a commodities broker for E. F. Hutton & Co. In October 2012, it was announced that Glenn Dubin, Paul Tudor Jones and Timothy Barakett were among a group of investors buying the merchant energy operation Louis Dreyfus Highbridge Energy (“LDH Energy”) from Louis Dreyfus Company and Highbridge Capital Management, a New York-based hedge fund. The new company was named Castleton Commodities International, LLC. Jones earned a bachelor’s degree in economics from the University of Virginia.

Biography

Tudor Group

Highbridge Capital Management LLC

Subject: Doug Jones (D-AL)

Subject of Interest

U.S Senator Doug Jones (D-AL) is a minority member of the US Senate Committee on Banking. After graduating from Cumberland School of Law at Samford University, he worked as staff counsel to the U.S. Senate Judiciary Committee for Senator Howell Heflin. Following his stint in Washington, Senator Jones served as an Assistant United States Attorney from 1980-1984. He left government service in 1984 and was in the private practice of law in Birmingham, Alabama, until President Bill Clinton nominated him to the position of United States Attorney for the Northern District of Alabama. He also sits on the Senate Committee on Health, Education, Labor and Pensions, Senate Committee on Armed Services, and Senate Special Committee on Aging.

Biography

United States Senate Committee on Banking

Article: Chinese coal company’s share placement produces interesting collection of investors

Article - Media

Chinese coal company’s share placement produces interesting collection of investors

Chris Carey

sharesleuth, 13 September 2010

Sharesleuth took a closer look at the registration statement covering the resale of those shares, and found that no fewer than eight people who participated in the placement have been the subject of Securities and Exchange Commission actions or criminal prosecutions.

The list includes at least four people who were directly or indirectly linked to stock-manipulation schemes. Several other investors were previously involved in a small cluster of U.S. companies whose placements were manipulated by a ring of boiler room brokerages in the 1990s.

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Article: In Pursuit of the Naked Short by Alexis Stokes

Article - Academic

In Pursuit of the Naked Short

Alexis Stokes, Texas State University

Journal of Law and Business 5/1 (Spring 2009)

This article explores the origins of naked short-selling litigation; considers
the failures of significant naked short-selling lawsuits in federal court;
surveys the obstacles erected collectively by constitutional standing requirements, the Federal Rules of Civil Procedure, the Private Securities Litigation Reform Act, brokerage firms, death spiral financiers, and the Depository Trust and Clearing Corporation; examines the efficacy of Regulation SHO, SEC rule 10b-21, and new FINRA rules; discusses recent state legislation and state court litigation; and identifies non-litigation options to curb naked short-selling. Ultimately, this article seeks to answer the question: If manipulative naked short-selling is more than a mythological scapegoat for
small cap failure, what remedies are, or should be, available?

PDF (62 Pages): Article In Pursuit of the Naked Short