Subject: Brian J. Lee

Subject of Interest

Brian J. Lee is the firm’s Chief Risk Officer of Goldman Sachs. He is a member of the Management Committee, Firmwide Risk Committee, Firmwide Asset Liability Committee, Firmwide Enterprise Risk Committee and Firmwide Investment Policy Committee. Previously, Mr. Lee was the firm’s Controller and Chief Accounting Officer from 2017 to 2019.  He joined Goldman Sachs in 1994 and held numerous management roles within Controllers, including as Deputy Controller, before assuming his role as Controller and Chief Accounting Officer in 2017. Lee was named Managing Director in 2002 and Partner in 2008.  Prior to joining the firm, he worked at Price Waterhouse from 1989 to 1994.

Biography

Goldman Sachs

Subject: Sheara J. Fredman

Subject of Interest

Sheara J. Fredman is the Chief Accounting Officer and the firm’s Controller at Goldman Sachs. Previously, Fredman was the Head of Regulatory Controllers since 2017. She also was responsible for the Funding Controllers team, which supports Corporate Treasury. Before that, Fredman served as Global Product Controller for Goldman Sachs, managing the controllers responsible for supporting the Securities Division. She joined Goldman Sachs in 2002 as an associate. Prior to joining the firm, Fredman worked as an auditor at PricewaterhouseCoopers in New York.

Biography

Goldman Sachs

Subject: Steven Bisgay

Subject of Interest

Steven Bisgay is an executive member of Cantor Fitzgerald, L.P. BATPrior to joining Cantor, Mr. Bisgay was the Chief Financial Officer of KCG Holdings. Before his appointment as Chief Financial Officer, he served as Knight Capital Group, Inc.’s Executive Vice-President, Chief Operating Officer and Chief Financial Officer. Prior to these appointments, Mr. Bisgay served as Senior Manager at PricewaterhouseCoopers LLP. He has also served on the Board of Managers of Direct Edge Holdings LLC, until its merger with BATS Global Markets, Inc. Mr. Bisgay is a Certified Public Accountant and holds a BS in Accounting from Binghamton University and an MBA from Columbia University. He is also registered with FINRA and holds a Series 27 Financial Operations Principal License.

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