Christopher J. Meade is a member of BlackRock’s Global Executive Committee. He is the General Counsel and Chief Legal Officer of BlackRock. Before joining BlackRock, Mr. Meade was the General Counsel of the U.S. Department of the Treasury. Before joining Treasury, Mr. Meade was a partner with the law firm of Wilmer Cutler Pickering Hale and Dorr, where he was a member of the Litigation and Securities Departments. He received his A.B. from Princeton University, magna cum laude, and his J.D. from NYU Law School, magna cum laude, where he was the Editor-in-Chief of the Law Review.
Filing: FINRA v Credit Suisse
FilingFINRA v Credit Suisse
13 December 2011
Pursuant to FINRA Rule 9216 of FINRA’s Code of Procedure, the Respondent submits this Letter of Acceptance, Waiver and Consent (“AWC”) for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted on the condition that, if accepted, FINRA will not bring any future actions against the Respondent alleging violations based on the same factual findings described herein.
PDF (22 pages): FINRA v Credit Suisse
