Subject: Patrick J. Toomey (R-PA)

Subject of Interest

United States Senator Patrick J. Toomey (R-PA) is a minority member of the US Senate Committee on Banking. He joined the U.S. Senate from Pennsylvania in 2011. He previously served in the U.S. House of Representatives for six years. The senator has also worked in the financial services industry, served as president of the Club for Growth, and owned and operated a small restaurant chain in the Lehigh Valley with his brothers. He graduated from Harvard University.

Biography

United States Senate Committee on Banking

 

 

Subject: Jay Clayton

Subject of Interest

Jay Clayton is the Chairman of the Securities and Exchange Commission (SEC).  He was nominated to chair the U.S. Securities and Exchange Commission on January 20, 2017, by President Donald Trump and sworn in on May 4, 2017. Prior to joining the Commission, Chairman Clayton was a partner at Sullivan & Cromwell LLP, where he was a member of the firm’s Management Committee and co-head of the firm’s corporate practice.

 

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Subject: Allison Herren Lee

Subject of Interest

Allison Herren Lee is a  Commissioner of the Securities and Exchange Commission (SEC). She was appointed by President Donald Trump to the U.S. Securities and Exchange Commission, unanimously confirmed by the U.S. Senate, and sworn into office on July 8, 2019. Commissioner Lee brings to the SEC over two decades of experience as a securities law practitioner. Most recently, she has written, lectured, and taught courses internationally in Spain and Italy on financial regulation and corporate law.

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Release: INVESTOR ALERT Law Offices of Howard G. Smith Continues Investigation of InnerWorkings, Inc. (INWK) on Behalf of Investors

Release

INVESTOR ALERT: Law Offices of Howard G. Smith Continues Investigation of InnerWorkings, Inc. (INWK) on Behalf of Investors

4 May 2020

Law Offices of Howard G. Smith continues its investigation on behalf InnerWorkings, Inc. (“InnerWorkings” or “the Company”) ( INWK) investors concerning the Company and its officers’ possible violations of federal securities laws.

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Release: Canaan Inc. Investor Alert Wolf Haldenstein Adler Freeman & Herz LLP announces that a securities class action has been filed in the United States District Court for the District of Oregon against Canaan Inc.

Release

Canaan Inc. Investor Alert: Wolf Haldenstein Adler Freeman & Herz LLP announces that a securities class action has been filed in the United States District Court for the District of Oregon against Canaan Inc.

4 May 2020

Wolf Haldenstein Adler Freeman & Herz LLP announces that a federal securities class action lawsuit has been filed in the United States District Court for the District of Oregon on behalf of purchasers of the American Depositary Receipts (“ADR’s”) of Canaan Inc. (NASDAQ: CAN) pursuant and/or traceable to the Company’s initial public offering (“IPO”) commenced on or about November 20, 2019.

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Official: Sean X. McKessy

Official

Sean X. McKessy is an attorney for Phillips & Cohen. He was the first Chief of the SEC Office of the Whistleblower.  Mr. McKessy  helped establish the processes the office follows and the policies that guide the SEC whistleblower program. His office assessed and reviewed whistleblower tips, evaluated whistleblower award claims and made whistleblower award recommendations to the Commission.

Phillips & Cohen

THE HALF BILLION DOLLAR GLITCH

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Observer: Ken Norensberg

Observer

Ken Norensberg is the Managing Director of Luxor Financial Group, Inc. a NY based Broker Dealer Consulting Firm that specializes in setting up Independent Broker Dealers. They are experts in New Member Applications, Continuing Membership Applications, Expansion Filings, FINRA and SEC Audits, Anti Money Laundering Reviews, Business Development and general compliance and business development services.

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Subject: Thomas Joyce

Subject of Interest

Thomas M. Joyce was chairman and CEO of Knight Capital Group from May 2002 until he resigned in July 2013. Joyce served as president of Knight Trading Group until January 2005 after being appointed chairman in December 2004, and has also served as head of brokerage operations since June 2005. Prior to joining Knight, he was briefly global head of trading with Sanford C. Bernstein & Co. after a 15-year stint with Merrill Lynch, where he last served as global head of equity e-commerce from 1999 until 2001. Joyce previously served on the board of directors of NASDAQ. Joyce also serves as a director of the Securities Industry and Financial Markets Association (SIFMA). Joyce received his A.B. in Economics from Harvard College in 1977.

Biography

Analyst: John Chambers

Analyst

John Chambers joins H. C. Wainwright & Co. from Roth Capital Partners where he had been Vice Chairman and Head of Healthcare Investment Banking. In his 28-year career, Mr. Chambers has played a senior role in the Life Sciences/Healthcare Investment Banking groups at Rodman & Renshaw, Cowen, Lehman Brothers and UBS Securities.

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Subject: David Einhorn

Subject of Interest

David Einhorn started his career with the hedge fund Siegler, Collery & Co. in 1993. In 1996, Einhorn founded Greenlight Capital Inc. with Jeffrey Keswin. The firm began with less than $1 million, and as of 2017, the firm had close to $10 billion assets under management. However, as of July 2018, after more than ten years of winning on Wall Street, investors estimate that Greenlight Capital has shrunk to about $5.5 billion in assets under management, reported The Wall Street Journal. Frustrated clients are pulling their investments from the firm.

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THE DOLLAR HAS NO INTRINSIC VALUE : DO YOUR ASSETS?