Letitia “Tish” James is the 67th Attorney General for the State of New York. In 2013, James was elected Public Advocate for the City of New York and then reelected in 2017. Prior to serving as Public Advocate, James represented the 35th Council District in Brooklyn in the New York City Council for ten years. Before her election to the City Council, James served as head of the Brooklyn Regional Office of the New York State Attorney General’s Office. James began her career as a public defender at the Legal Aid Society. She is a graduate of Lehman College and Howard University School of Law.
Subject: Andrew M. Cuomo
Subject of Interest
Andrew M. Cuomo is a Democratic American politician, author, and lawyer serving since 2011 as the 56th governor of New York. He was elected to the same position his father, Mario Cuomo, held for three terms. Born in New York City, Cuomo is a graduate of Fordham University and Albany Law School of Union University, New York. He began his career working as the campaign manager for his father, then as an assistant district attorney in New York City before entering private law practice. In 1993, Cuomo joined the Clinton Administration as Assistant Secretary for Community Planning and Development in the United States Department of Housing and Urban Development. From 1997 to 2001, he served as the U.S. Secretary of Housing and Urban Development. In 2006, Cuomo was elected Attorney General of New York.
Subject: Louis Moore Bacon
Subject of Interest
Louis Moore Bacon is the founder, Chairman and principal investment manager of Moore Capital Management, LP, founded in 1989 and headquartered in New York, with additional offices in London and Hong Kong. Prior to founding Moore Capital, Bacon was a Senior Vice President-Futures at Shearson Lehman Brothers Inc. He previously held positions at Walter N. Frank & Co., a NYSE specialist firm, and at Bankers Trust. Bacon earned an M.B.A. in Finance from Columbia Business School in New York and holds a Bachelor of Arts degree in American Literature from Middlebury College in Vermont. Mr. Bacon is also a member of the Board of Directors of the Foreign Policy Association. He also serves on the Leadership Council of the Center for Public Leadership at Harvard Kennedy School and is a member of the Corporate Fund Board of the Kennedy Center.
Subject: Henry Alexander Swieca
Subject of Interest
Henry Alexander Swieca is the founder of Talpion Fund Management. Prior to launching Talpion in 2010, Mr. Swieca co-founded the global alternative investment management firm Management in 1992 with his childhood friend Glenn Dubin. He served as the firm’s chief investment officer from inception to its acquisition by JPMorgan Chase in 2009. Swieca began his career in 1980 at Merrill Lynch & Co. as a registered representative. In 1984, while at E.F. Hutton & Co., he co-founded Dubin & Swieca Capital Management, an alternative investment management firm that preceded Highbridge Capital. Swieca graduated with a MBA at Columbia Business School.
Highbridge Capital Management LLC
Subject: Glenn Dubin
Subject of Interest
Glenn Russell Dubin retired as an American hedge fund manager and was the Principal of Dubin & Co. LP, a private investment company. He was also the Co-Founder of Highbridge Capital Management, an alternative asset management company based in New York City, which he founded with his childhood friend, Henry Swieca along with Dubin & Swieca, founded in 1984. Dubin began his career in finance as a retail stock broker at E. F. Hutton & Co. in 1978. Dubin graduated from Stony Brook University.
Highbridge Capital Management LLC
Subject: Paul Tudor Jones
Subject of Interest
Paul Tudor Jones is an American hedge fund manager, conservationist and philanthropist. In 1980, he founded his hedge fund, Tudor Investment Corporation, an asset management firm headquartered in Stamford, Connecticut. At 24 years old Jones became a commodities broker for E. F. Hutton & Co. In October 2012, it was announced that Glenn Dubin, Paul Tudor Jones and Timothy Barakett were among a group of investors buying the merchant energy operation Louis Dreyfus Highbridge Energy (“LDH Energy”) from Louis Dreyfus Company and Highbridge Capital Management, a New York-based hedge fund. The new company was named Castleton Commodities International, LLC. Jones earned a bachelor’s degree in economics from the University of Virginia.
Subject: Thomas Gottstein
Subject of Interest
Dr. Thomas Gottstein is the CEO of Credit Suisse AG since Feb 2020. Dr. Gottstein was previously employed as a Chief Executive Officer by Credit Suisse (Schweiz) AG from 2016 to 2020. At Credit Suisse, he was also working at the Investment Banking Department Switzerland (1999-2002), he was the Head Equity Capital Markets Switzerland, Zurich (2002-2005), Austria and Scandinavia, London (2005-2007), Co-Head of Equity Capital Markets EMEA (2007-2009), Head of Investment Banking Coverage Switzerland (2010-2013), Head of Premium Clients Switzerland & Global External Asset Managers (2014-2015), CEO Swiss Universal Bank (2015-2020), and CEO of Credit Suisse (Schweiz) AG (2016-2020). In 1999, he started his career as a Group Controller in Zurich, and later on, he went to London to become an expert for Telecoms Investment Banking and Equity Capital Markets. He holds a Degree in Business Administration and Economics in 1989 and a Ph.D. in Finance and Accounting from the University of Zurich.
Subject: Lydie Hudson
Subject of Interest
Lydie Hudson is the Chief Compliance and Regulatory Affairs Officer at Credit Suisse AG and has been with Credit Suisse since 2008. She is also a member of the Executive Board of Credit Suisse Group AG and Credit Suisse AG since 2019. Prior to that, she worked at The Boston Consulting Group as a consultant and the Lehman Brothers as an associate analyst. Hudson received her Masters in Business Administration (MBA) at Harvard Business School
Subject: Romeo Cerutti
Subject of Interest
Romeo Cerutti is the General Counsel of Credit Suisse and a member of the Executive Board of Credit Suisse Group AG and Credit Suisse AG since 2009. Prior to that he was a partner at Lombard Odier Darier Hentsch & Cie Group Holding. He worked at Homburger Rechtsanwälte, Zurich, Attorney at Law, & Latham & Watkins, Los Angeles, Attorney at Law. He received his Post-doctorate degree in Law (Habilitation), University of Fribourg and was admitted to the bar of the State of California.
Subject: Gordon Smith
Subject of Interest
Gordon Smith became Co-President and Chief Operating Officer of JPMorgan Chase in 2018. He is also the CEO of Consumer & Community Banking. Smith joined Chase in 2007. He served first as CEO of Card and then of the Card, Merchant Services and Auto Finance businesses before taking over Consumer & Community Banking in 2012. Before joining Chase, he spent more than 25 years at American Express. From 2005 until 2007, he was President of the Global Commercial Card business. Smith holds a master’s degree from the Thunderbird School of Global Management.
Subject: Peter Scher
Subject of Interest
Peter Scher is Chairman of the Mid-Atlantic JP Morgan Chase region, Head of Corporate Responsibility and serves as a member of the firm’s Operating Committee. Scher serves as the firm’s senior executive in the Mid-Atlantic region overseeing commercial banking, asset management, investment banking and consumer banking throughout Pennsylvania, Delaware, Virginia, Maryland and the District of Columbia. Prior to joining JPMorgan Chase in 2008, Scher was the Managing Partner of the Washington, D.C. office of Mayer Brown LLP and earlier served as the Chairman of the firm’s Government and Global Trade Practice. Scher spent nearly a decade in public service. Nominated by President Clinton, he was confirmed by the United States Senate as U.S. Special Trade Ambassador and served as one of the lead U.S. negotiators on China’s entry into the World Trade Organization. He previously served as Chief of Staff for the U.S. Trade Representative and the U.S. Department of Commerce, Staff Director for the Senate Committee on Environment and Public Works and Chief of Staff to former U.S. Senator Max Baucus. Scher received his B.A. from American University (AU) and his J.D. from AU’s Washington College of Law.
Subject: Daniel Pinto
Subject of Interest
Daniel Pinto is Co-President and Chief Operating Officer of JPMorgan Chase, a leading global financial services firm, and a member of its Operating Committee. He is also CEO of its Corporate & Investment Bank, an industry leader in investment banking, trading markets and investor services. Daniel holds a bachelor’s degree in Public Accounting and Business Administration from Universidad Nacional de Lomas de Zamora in Buenos Aires. He is a member of the Board of Directors of the Institute of International Finance.
Subject: Jennifer Piepszak
Subject of Interest
Jennifer Piepszak is the Chief Financial Officer for JPMorgan Chase & Co. and a member of its Operating Committee. Piepszak has been with JPMorgan Chase for more than 25 years, the last seven in the firm’s Consumer & Community Banking division. Piepszak holds a Bachelor of Science degree from Fairfield University .
Subject: Doug Petno
Subject of Interest
Doug Petno is the Chief Executive Officer of Commercial Banking, one of the firm’s four lines of business. He reports to Jamie Dimon, Chairman and CEO, and is a member of the firm’s Operating Committee. Petno has more than 30 years of experience at the firm. Prior to his current role, Doug was Global Head of J.P. Morgan’s Natural Resources Investment Banking Group. Petno is on the Board of the American Bankers Association. He received an A.B. degree in Biology from Wabash College and holds a Master of Business Administration from the University of Rochester’s Simon School of Business.
Subject: Stacey Friedman
Subject of Interest
Stacey Friedman is Executive Vice President and General Counsel for JPMorgan Chase & Co. She also serves as a member of the firm’s Operating Committee. She joined the company in 2012 from Sullivan & Cromwell LLP, where she was a partner in the firm’s Litigation Group and a key advisor to the firm. Prior to joining Sullivan & Cromwell, Friedman was a clerk for the Honorable Gary L. Taylor, United States District Court, Central District of California. She received her B.A. from the University of California, Los Angeles, and J.D. from Duke University School of Law. Prior to law school, she worked for Senator Dianne Feinstein.
