Category: Publications

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Article: SEC Delays CAT Deadline for Broker-Dealers Amid COVID-19

Article - Media

SEC Delays CAT Deadline for Broker-Dealers Amid COVID-19

Celeste Skinner

FinanceMagnates, 21 April 2020

The Securities and Exchange Commission (SEC) has yet again pushed back the date for when broker-dealers will need to report data to the regulator’s Consolidated Audit Trail (CAT), allowing firms to instead focus their efforts on dealing with the coronavirus pandemic and the impact it is having on their businesses.

In a statement published on Monday, the US regulator said that it had voted in favour of issuing two exemptive orders in which it will move the CAT implementation forward, with the first action required on the 22nd of June, 2020.

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Article: Should You Be Concerned About Benitec Biopharma Limited’s (NASDAQ:BNTC) Historical Volatility?

Article - Media, Publications

Should You Be Concerned About Benitec Biopharma Limited’s (NASDAQ:BNTC) Historical Volatility?

Simply Wall St, 20 April 2020

Anyone researching Benitec Biopharma Limited (NASDAQ:BNTC) might want to consider the historical volatility of the share price. Modern finance theory considers volatility to be a measure of risk, and there are two main types of price volatility. The first category is company specific volatility. This can be dealt with by limiting your exposure to any particular stock. The second sort is caused by the natural volatility of markets, overall. For example, certain macroeconomic events will impact (virtually) all stocks on the market. Continue reading “Article: Should You Be Concerned About Benitec Biopharma Limited’s (NASDAQ:BNTC) Historical Volatility?”

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Article: Pandemic May Disrupt Discovery In Credit Suisse Forex Case

Article - Media, Publications

Pandemic May Disrupt Discovery In Credit Suisse Forex Case

Dean Seal, 17 April 2020

Counsel for investors and Credit Suisse cited the COVID-19 pandemic Monday when they asked a New York federal judge to push their discovery deadlines in a suit over alleged foreign exchange market manipulation by nine weeks.

In a letter to U.S. District Judge Lorna G. Schofield, attorneys for both sides in the long-running litigation said that in light of the threat to public health posed by the novel coronavirus, as well as the disruptions it has caused in air travel, continued discovery efforts would be risky and exceedingly difficult. Continue reading “Article: Pandemic May Disrupt Discovery In Credit Suisse Forex Case”

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Release: ROSEN, A RANKED AND LEADING LAW FIRM, Reminds Cronos Group, Inc. Investors of Important Deadline in Securities Class Action Lawsuit – CRON

Release

ROSEN, A RANKED AND LEADING LAW FIRM, Reminds Cronos Group, Inc. Investors of Important Deadline in Securities Class Action Lawsuit – CRON

15 April 2020

Rosen Law Firm, a global investor rights law firm, reminds purchasers of the securities of Cronos Group, Inc. (NASDAQ: CRON) between May 9, 2019 and March 2, 2020, inclusive (the “Class Period”), of the important May 11, 2020 lead plaintiff deadline in the securities class action. The lawsuit seeks to recover damages for Cronos investors under the federal securities laws.

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Data: SEC Fails-to-Deliver

Data

SEC Fails-to-Deliver

February 2004-April 2020

This text file contains the date, CUSIP numbers, ticker symbols, issuer name, price, and total number of fails-to-deliver (i.e., the balance level outstanding) recorded in the National Securities Clearing Corporation’s (“NSCC”) Continuous Net Settlement (CNS) system aggregated over all NSCC members. Data prior to September 16, 2008 include only securities with a balance of total fails-to-deliver of at least 10,000 shares as of a particular settlement date. Data on or after September 16, 2008 include all securities with a balance of total fails-to-deliver as of a particular settlement date. The data include fails-to-deliver in equity securities.

View data.

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Article: Why this screenshot of CNBC’s ‘Mad Money’ host Jim Cramer is ‘everything that is wrong with America’

Article - Media, Publications

Why this screenshot of CNBC’s ‘Mad Money’ host Jim Cramer is ‘everything that is wrong with America’

Shawn Langlois, 14 April 2020

In many ways, last week was one of the darkest stretches in American history.

The coronavirus death toll in the U.S. — now topping 23,000 — skyrocketed as families continued to huddle in their homes uncertain of what’s next, while an unthinkable number of more than 16 million people have now filed for unemployment amid an economy grappling with the shutdown.

Continue reading “Article: Why this screenshot of CNBC’s ‘Mad Money’ host Jim Cramer is ‘everything that is wrong with America’”

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Release: MONDAY DEADLINE ALERT The Schall Law Firm Announces the Filing of a Class Action Lawsuit Against Six Flags Entertainment Corporation and Encourages Investors with Losses in Excess of $100,000 to Contact the Firm

Release

MONDAY DEADLINE ALERT: The Schall Law Firm Announces the Filing of a Class Action Lawsuit Against Six Flags Entertainment Corporation and Encourages Investors with Losses in Excess of $100,000 to Contact the Firm

9 April 2020

The Schall Law Firm, a national shareholder rights litigation firm, announces the filing of a class action lawsuit against Six Flags Entertainment Corporation (“Six Flags” or “the Company”) (NYSE: SIX) for violations of —-10(b) and 20(a) of the Securities Exchange Act of 1934 and Rule 10b-5 promulgated thereunder by the U.S. Securities and Exchange Commission.

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Release: EQUITY ALERT Rosen Law Firm Announces Investigation of Securities Claims Against iQIYI, Inc. – IQ

Release

EQUITY ALERT: Rosen Law Firm Announces Investigation of Securities Claims Against iQIYI, Inc. – IQ

8 April 2020

Rosen Law Firm, a global investor rights law firm, announces it is investigating potential securities claims on behalf of shareholders of iQIYI, Inc. (NASDAQ: IQ) resulting from allegations that iQIYI may have issued materially misleading business information to the investing public.

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Release: Deadline Reminder The Law Offices of Howard G. Smith Reminds Investors of Looming Deadline in the Class Action Lawsuit Against HF Foods Group Inc. (HFFG)

Release

Deadline Reminder: The Law Offices of Howard G. Smith Reminds Investors of Looming Deadline in the Class Action Lawsuit Against HF Foods Group Inc. (HFFG)

8 April 2020

Law Offices of Howard G. Smith reminds investors of the upcoming May 28, 2020 deadline to file a lead plaintiff motion in the class action filed on behalf of investors who acquired HF Foods Group Inc. (“HF Foods” or “the Company”) (NASDAQ: HFFG) securities between August 23, 2018 and March 23, 2020, inclusive (the “Class Period”).

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Article: 180 Life Sciences Corp. (ATNF) FORM 10-K

Article - Media, Publications

180 Life Sciences Corp. (ATNF) FORM 10-K

Seeking Alpha, 07 April 2020

“180” are to 180 Life Sciences Corp. (formerly CannBioRx Life Sciences Corp.);

“Business Combination” are to the transactions contemplated by the Business Combination Agreement;

“Business Combination Agreement” are to the Business Combination Agreement, dated as of July 25, 2019 (as the same may be amended), by and among us, KBL Merger Sub, the 180 Parties and the Stockholder Representative, pursuant to which KBL Merger Sub will merge with and into 180 with 180 surviving the merger and continuing as our wholly-owned subsidiary, and in consideration thereof, the stockholders of 180 shall, at the option of the holder, receive either shares of our common stock or their existing Exchangeable Shares will become exchangeable into shares of our common stock;

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Release: APRIL DEADLINE ALERT The Schall Law Firm Announces the Filing of a Class Action Lawsuit Against Luckin Coffee Inc. and Encourages Investors with Losses in Excess of $100,000 to Contact the Firm

Release

APRIL DEADLINE ALERT: The Schall Law Firm Announces the Filing of a Class Action Lawsuit Against Luckin Coffee Inc. and Encourages Investors with Losses in Excess of $100,000 to Contact the Firm

3 April 2020

The Schall Law Firm, a national shareholder rights litigation firm, announces the filing of a class action lawsuit against Luckin Coffee Inc. (“Luckin” or “the Company”) (NASDAQ: LK) for violations of §§10(b) and 20(a) of the Securities Exchange Act of 1934 and Rule 10b-5 promulgated thereunder by the U.S. Securities and Exchange Commission.

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Release: RM LAW Announces Class Action Lawsuit Against HF Foods Group Inc.

Release

RM LAW Announces Class Action Lawsuit Against HF Foods Group Inc.

3 April 2020

RM LAW, P.C. announces that a class action lawsuit has been filed on behalf of all persons or entities that purchased HF Foods Group Inc. (“HF Foods” or the “Company”) (NASDAQ:HFFG) securities during the period from August 23, 2018 through March 23, 2020, inclusive (the “Class Period”).

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Article: Why Wendy’s Stock Crashed Today

Article - Media, Publications

Why Wendy’s Stock Crashed Today

Anders Bylund, 02 April 2020

Shares of fast-food chain Wendy’s (NASDAQ:WEN) fell as much as 8.6% on Thursday even though the market trended upward in general. Noted short-seller Jim Chanos appeared on CNBC in the morning and said that he still expects several food-service stocks (including Wendy’s) to continue falling. After mounting a partial recovery, the stock closed Thursday’s trading 4.4% lower.

The founder of short-selling investment firm Kynikos Associates appeared on CNBC’s Halftime Report, where he said that the firm still is short-selling restaurant stocks such as Wendy’s, Burger King parent Restaurant Brands (NYSE:QSR), and Dunkin’ Brands (NASDAQ:DNKN). Restaurant Brands shares fell as much as 5.4% today, and Dunkin bottomed out at a drop of 8.2%.
Continue reading “Article: Why Wendy’s Stock Crashed Today”

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Article: BIONANO GENOMICS ANNOUNCES PRICING OF $18 MILLION UNDERWRITTEN PUBLIC OFFERING

Article - Media, Publications

BIONANO GENOMICS ANNOUNCES PRICING OF $18 MILLION UNDERWRITTEN PUBLIC OFFERING

GLOBE NEWSWIRE, 02 April 2020

BIONANO GENOMICS, INC. (BNGO), a genome analysis company that provides tools and services based on its Saphyr® system to scientists and clinicians conducting genetic research and patient testing, today announced the pricing of an underwritten public offering of 54,546,000 shares of its common stock (or pre-funded warrants to purchase common stock in lieu thereof) and common warrants to purchase up to an aggregate of 54,546,000 shares of common stock. Each share of common stock and, as applicable, each pre-funded warrant is being sold together with a common warrant to purchase one share of common stock at a combined effective price to the public of $0.33 per share and accompanying common warrant. For each pre-funded warrant Bionano sells, the number of shares of common stock Bionano is offering will be decreased on a one-for-one basis. Continue reading “Article: BIONANO GENOMICS ANNOUNCES PRICING OF $18 MILLION UNDERWRITTEN PUBLIC OFFERING”

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Release: SHAREHOLDER ALERT Pomerantz Law Firm Investigates Claims On Behalf of Investors of Canaan Inc. – CAN

Release

SHAREHOLDER ALERT: Pomerantz Law Firm Investigates Claims On Behalf of Investors of Canaan Inc. – CAN

1 April 2020

In November 2019, Canaan completed its initial public offering (“IPO”), selling 10 million American Depositary Shares (“ADSs”) priced at $9.00 per share. Then, on February 20, 2020, an investment analyst publishing under the pseudonym Marcus Aurelius published a short report entitled “Canaan Fodder.” The report alleged, among other things, that Canaan was engaged in several undisclosed related-party transactions that lacked economic substance, including the sale of $150 million worth of equipment to a small Hong Kong company with an undisclosed relationship with a significant Canaan shareholder.

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