Joseph Weinhoffer: Depository Trust & Clearing Corporation (DTCC) member of the board. He is Treasurer and Chief Investment Officer of EDF Man Capital Markets Inc. (MCM) with responsibility for firm financing, capital management, bank relationships, investing client segregated assets and supervising the Prime Services business. Prior to joining MCM in 2014, Weinhoffer was a Managing Director at Mitsubishi UFJ Securities (MUS) responsible for U.S. Treasury, repo and stock loan.
Subject: Gary H. Stern
Subject of Interest
Gary H. Stern: Depository Trust & Clearing Corporation (DTCC) member of the board. He was President and Chief Executive Officer of the Federal Reserve Bank of Minneapolis from March 1985 to September 2009. Stern joined the Federal Reserve Bank of Minneapolis in January 1982 as senior vice president and director of research. Before joining the Minneapolis Fed, Stern was a partner in a New York-based economic consulting firm. Stern’s prior experience includes seven years at the Federal Reserve Bank of New York.
Subject: Paul Simpson
Subject of Interest
Paul Simpson: Depository Trust & Clearing Corporation (DTCC) member of the board. He is the Global Banking & Markets Operations and Regions executive at Bank of America. He leads a team responsible for operations for institutional and commercial, corporate, investment banking and government clients, as well as small business and business banking clients. The team delivers end-to-end services, support and operations for sales, trading and underwriting businesses and comprehensive financial services solutions, including credit, depository, treasury and trade delivery and support. Simpson also leads the regional technology and operations teams in the Asia Pacific, Europe, Middle East & Africa and Latin America regions. Simpson is also responsible for robotics, and robotics process automation optimization across Global Technology and Operations.
Subject: Ann N. Reese
Subject of Interest
Ann N. Reese: Depository Trust & Clearing Corporation (DTCC) member of the board. She founded the Center for Adoption Policy in New York in 2001 and serves as its Co-Executive Director. The organization provides research, analysis, advice and education to practitioners and the public about current legislation and practices governing ethical domestic and intercountry adoption. Prior to that, Reese served as a Principal with Clayton, Dubilier & Rice, a private equity investment firm, in 1999 and 2000. From 1995 to 1998, she was Executive Vice President and Chief Financial Officer of ITT Corporation, a hotel and gaming company.
Subject; Emily Portney
Subject of Interest
Emily Portney: Depository Trust & Clearing Corporation (DTCC) member of the board. She leads the client management, sales and service teams for BNY Mellon’s Asset Servicing globally. She also oversees the Americas region for the business, which encompasses the U.S., Latin America and Canada. Asset Servicing delivers investment administration, operational and technology solutions to alternative investment managers, asset managers, asset owners, insurance companies, banks and broker-dealers. Portney was previously Chief Financial Officer for Barclays International, where she helped to establish the non-ring-fenced bank, and led a global organization spanning the Corporate and Investment Bank, the Private Bank, and the Cards and Payments businesses. She joined Barclays from Visa where she was the CFO of North America.
Subject: Joseph Noto
Subject of Interest
Joseph Noto: Depository Trust & Clearing Corporation (DTCC) member of the board. He is a Managing Director and the Americas Treasurer for Barclays. He is the Treasurer of the U.S. Intermediate Holding Company (IHC) and is responsible for key financial resources including capital, leverage, funding and liquidity, as well asset & liability management for both the IHC and Consolidated US Operations (CUSO). Noto provides oversight for liquidity and capital adequacy for the IHC and CUSO including the annual CCAR process and is responsible for ensuring that interest rate and FX risks are appropriately managed within risk appetite. He also manages the legal entity treasury functions for Barclays Bank of Delaware and Barclays Bank Mexico, SA.
Subject: Craig Messinger
Subject of Interest
Craig Messinger: Depository Trust & Clearing Corporation (DTCC) member of the board. He is CEO for Virtu Americas LLC. Craig is a 40-year veteran in the financial services industry and has held various senior management positions during that time. Currently, Craig is part of the executive management team and Vice Chairman at Virtu Financial, Inc. He serves, as the CEO for Virtu Americas LLC, one of Virtu’s FINRA registered broker-dealers.
Subject: Graeme McEvoy
Subject of Interest
Graeme McEvoy: Depository Trust & Clearing Corporation (DTCC) member of the board. He is a Managing Director in the Global Operations division at Morgan Stanley, based in New York. He is the Global Head of Institutional Securities Group Operations, responsible for the operational support of the Trading and Sales functions of the firms ISG business lines. He joined Morgan Stanley in 2008 initially to run the Shared Services Operations team and has been in his current role since 2013. McEvoy previously spent 12 years at Goldman Sachs, in both London and New York, running the Operations team supporting the J Aron Commodities business and in other Operations roles in the Securities space.
Subject: Raj Mahajan
Subject of Interest
Raj Mahajan: Depository Trust & Clearing Corporation (DTCC) member of the board. He is global head of the Goldman Sachs’ systematic client franchise. Previously, he was co-head of Securities Division Engineering. Before that, Mahajan was global head of Equities Electronic Execution Services. He first joined Goldman Sachs in 1996 as an analyst in the firm’s commodities business and rejoined the firm as a partner in 2015.
Subject: Kathleen Lynch
Subject of Interest
Kathleen B. Lynch: Depository Trust & Clearing Corporation (DTCC) member of the board. She has had a distinguished career in the financial services industry spanning more than three decades and including a range of senior executive roles. Most recently, Lynch served as Chief Operating Officer for UBS Americas and Wealth Management Americas (WMA). She was a member of the firm’s Combined U.S. Operations Management Committee and the WMA Executive Committee. She currently serves as a Non-Executive Director on the Board of Directors of UBS Americas Holding LLC.
Subject: Pinar Kip Williamson
Subject of Interest
Pinar Kip Williamson: Depository Trust & Clearing Corporation (DTCC) member of the board. She is Executive Vice President, is the Global Head of the Transformation and Client Delivery Management organization at State Street. Previously, she held roles leading the Global Strategic Operations, Strategic Enterprise Business Solutions, and Restructuring divisions and served as the Design Lead for the State Street Beacon program. She also serves as the executive sponsor of State Street’s Leadership Development Program and the New York Professional Women’s Network.
Subject: Lori Hricik
Subject of Interest
Lori Hricik: Depository Trust & Clearing Corporation (DTCC) member of the board. She is the former Chief Executive Officer and Head of JPMorgan Treasury Services. Hricik retired from JPMorgan in 2008, having become a globally recognized leader in delivering technology-driven treasury, cash management, liquidity, trade finance and information solutions to corporations, financial services companies and government entities worldwide. She worked extensively with the industry and regulators on global payments’ initiatives.
Subject: Michael Herskovitz
Subject of Interest
Michael Herskovitz: Depository Trust & Clearing Corporation (DTCC) member of the board. He is a Senior Vice President and Director, Fixed-Income/Derivatives Risk Operations and Technology at AllianceBernstein. In his role, he oversees the key infrastructure related to our fixed-income, derivatives and alternatives areas. Herskovitz joined AB in 2006 from UBS, where he was the managing director for Risk and Finance Technology. Herskovitz has held senior technology management and quantitative research positions with Morgan Stanley, including the London-based role of international CIO, at Merrill Lynch and Zurich Scudder Investments.
Subject: Kieran Hanrahan
Subject of Interest
Kieran Hanrahan: Depository Trust & Clearing Corporation (DTCC) member of the board. He is a Managing Director in J.P. Morgan Chase’s Corporate and Investment Bank based in New York. Hanrahan is responsible for managing all aspects of the Corporate and Investment Bank’s Global Markets Operations and also has regional responsibility for Latin American and EMEA Branch Operations. Hanrahan manages a team of approximately 3,300 people located in 34 trading locations and service centers around the globe. His team manages the daily operational processes for a diverse range of businesses and products such as Bonds, Equities, FX, Listed and OTC derivatives, and Commodities.
Subject: David S. Goone
Subject of Interest
Dave S. Goone: Depository Trust & Clearing Corporation (DTCC) member of the board. He is Chief Strategy Officer of Intercontinental Exchange, Inc. (NYSE: ICE). He is responsible for all aspects of ICE’s product line, including futures products and capabilities for ICE’s electronic platform. Goone also represents ICE on industry boards including the Options Clearing Corporation and National Futures Association. Additionally, he is a Director of ICE Mortgage Services, the governing board of MERSCORP Holdings, Inc.
