Lori Hricik: Depository Trust & Clearing Corporation (DTCC) member of the board. She is the former Chief Executive Officer and Head of JPMorgan Treasury Services. Hricik retired from JPMorgan in 2008, having become a globally recognized leader in delivering technology-driven treasury, cash management, liquidity, trade finance and information solutions to corporations, financial services companies and government entities worldwide. She worked extensively with the industry and regulators on global payments’ initiatives.
Subject: Michael Herskovitz
Subject of Interest
Michael Herskovitz: Depository Trust & Clearing Corporation (DTCC) member of the board. He is a Senior Vice President and Director, Fixed-Income/Derivatives Risk Operations and Technology at AllianceBernstein. In his role, he oversees the key infrastructure related to our fixed-income, derivatives and alternatives areas. Herskovitz joined AB in 2006 from UBS, where he was the managing director for Risk and Finance Technology. Herskovitz has held senior technology management and quantitative research positions with Morgan Stanley, including the London-based role of international CIO, at Merrill Lynch and Zurich Scudder Investments.
Subject: Kieran Hanrahan
Subject of Interest
Kieran Hanrahan: Depository Trust & Clearing Corporation (DTCC) member of the board. He is a Managing Director in J.P. Morgan Chase’s Corporate and Investment Bank based in New York. Hanrahan is responsible for managing all aspects of the Corporate and Investment Bank’s Global Markets Operations and also has regional responsibility for Latin American and EMEA Branch Operations. Hanrahan manages a team of approximately 3,300 people located in 34 trading locations and service centers around the globe. His team manages the daily operational processes for a diverse range of businesses and products such as Bonds, Equities, FX, Listed and OTC derivatives, and Commodities.
Subject: David S. Goone
Subject of Interest
Dave S. Goone: Depository Trust & Clearing Corporation (DTCC) member of the board. He is Chief Strategy Officer of Intercontinental Exchange, Inc. (NYSE: ICE). He is responsible for all aspects of ICE’s product line, including futures products and capabilities for ICE’s electronic platform. Goone also represents ICE on industry boards including the Options Clearing Corporation and National Futures Association. Additionally, he is a Director of ICE Mortgage Services, the governing board of MERSCORP Holdings, Inc.
Subject: Claudine Gallagher
Subject of Interest
Claudine Gallagher: Depository Trust & Clearing Corporation (DTCC) member of the board. She is Managing Director and Head of Securities Services, Americas, for BNP Paribas. She is responsible for the strategic development of the region, spearheading its client and product development, and marketing initiatives. She joined the firm in 2012 as Head of North America for Securities Services. Prior to joining BNP Paribas, Gallagher was an executive at J.P. Morgan for 10 years in a variety of senior management roles. In her most recent role there, she was global head of Depositary Receipts (DRs), a position she had held since 2006. At BNP Paribas, she serves on various senior committees throughout the Bank, including the Executive Committees of the BNP Paribas Americas Territory and of BNP Paribas Securities Services.
Subject: Shawn K. Feeney
Subject of Interest
Shawn K. Feeney: Depository Trust & Clearing Corporation (DTCC) member of the board. He is a Managing Director at Citigroup and Chief Administrative Officer for Markets and Securities Services, which consists of institutional sales and trading, distribution and research activities spanning a broad range of asset classes and products. Previously, Feeney spent eight years as the Lead Finance Officer for Global Markets. He has also served as Global Fixed Income’s Chief Financial Officer and its Chief Administrative Officer.
Subject: Robert Druskin
Subject of Interest
Robert Druskin: Depository Trust & Clearing Corporation (DTCC) member of the board. He is Non-Executive Chairman of DTCC’s Board and Chairman of the Board Executive Committee. Druskin served as Executive Chairman from April 2011 to December 31, 2015. Previously, Druskin was Lead Director of E*Trade from May through December 2009, interim Chief Executive Officer from December 2009 to March 2010, and Chairman of the Board from December 2009 to March 2011.
Subject: Deborah Cunningham
Subject of Interest
Debbie Cunningham: Depository Trust & Clearing Corporation (DTCC) member of the board. She is Chief Investment Officer of Global Liquidity Markets at Federated Hermes, Inc. She joined Federated in 1981 as a performance analyst and has more than 30 years of investment experience. Since 1990 she has been a portfolio manager for all government and prime liquidity products. In 1994 she took over the management of the taxable liquidity group.
Subject: Robert L. D. Colby
Subject of Interest
Robert L.D. Colby: Depository Trust & Clearing Corporation (DTCC) member of the board. He is Chief Legal Officer of FINRA where he oversees FINRA’s rulemaking, interpretive, and corporate legal functions, as well as FINRA’s Advertising, Corporate Financing and Dispute Resolution Departments, and FINRA’s Appellate Office. Before joining FINRA, Colby was a partner in the law firm of Davis Polk & Wardwell LLP, where he advised on regulatory and compliance matters involving securities and derivatives for financial institutions and markets.
Subject: Michael Bodson
Subject of Interest
Michael C. Bodson: Depository Trust & Clearing Corporation (DTCC) member of the board. He is President and Chief Executive Officer of DTCC. He is also President and Chief Executive Officer of DTCC’s principal operating subsidiaries, DTC, FICC and NSCC and a member of DTCC’s Board of Directors. In his prior position as DTCC’s Chief Operating Officer, Bodson had enterprise-wide responsibility for all Information Technology and Operations and oversaw DTCC Deriv/SERV LLC and EuroCCP. He previously served as Chairman of various DTCC subsidiaries, including Deriv/SERV and Omgeo.
Subject: Depository Trust Clearing Corporation (DTCC)
Subject of Interest
The Depository Trust & Clearing Corporation (DTCC) is an American post-trade financial services company providing clearing and settlement services to the financial markets. It performs the exchange of securities on behalf of buyers and sellers and functions as a central securities depository by providing central custody of securities.
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