Subject: Dan Daviau
Subject of InterestSubject: Marcus Freeman
Subject of InterestSubject: Pat Burke
Subject of InterestSubject: Jeff Barlow
Subject of InterestTip: FingerMotion (FNGR) Being Naked Short Sold for 2 Years
TipThis company has a very small float and as you can see each day the short seller is selling FAKE shares if you just look at the last 10 days using my CIA spy skills I will count the total volume 200,866 total volume NOW TOTAL Naked short volume is 146,364 so doing my great math skills the naked short is 73% of total volume a COUNTERFEIT share
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Video: Our Official Theme Song – “Nowhere to Run”
VideoThink multiple billion dollar lawsuits. Think massive RICO investigation that has been going on for three years. Think NSA database harvesting going back to 2005. Think Ranger Battalion with fixed bayonets. #UNRIG #MAGA
Subject: Nathaniel Stankard
Subject of InterestNathaniel Stankard is Senior Advisor in the Office of the CEO at FINRA. Prior to joining FINRA, he worked for the U.S. Securities and Exchange Commission for seven years. He was previously Executive Director at Morgan Stanley in what is now the Global Sustainable Finance Group, and Cleary Gottlieb Steen & Hamilton LLP. Stankard received a Bachelor of Arts Degree in Economics from Oberlin College and received his J.D. from Harvard Law School.
Subject: Jonathan Sokobin
Subject of InterestJonathan Sokobin is the Chief Economist and Senior Vice President, oversees the Office of the Chief Economist at FINRA. Previously, Sokobin was Acting Deputy Director, leading the Research Center in the Office of Financial Research at the U.S. Treasury Department. Prior to joining the Treasury Department, he was Acting Director of the SEC’s Division of Risk, Strategy, and Financial Innovation. Sokobin began his career as a member of the faculty of the Cox School of Business at Southern Methodist University. He received his Ph.D. and MBA in finance from the Graduate School of Business at the University of Chicago, and his bachelor’s degree in economics from the Ohio State University.
Subject: Jessica Hopper
Subject of InterestJessica Hopper is Executive Vice President and Head of Enforcement, responsible for FINRA’s disciplinary actions across the country. Prior to joining FINRA, she was part of Legg Mason Wood Walker, Inc.’s Legal & Compliance team, where her responsibilities focused on retail sales compliance. Hopper holds a J.D. from the University of Toledo College of Law and earned a B.A. from Hillsdale College.
Subject: Michael Hourigan
Subject of InterestMichael Hourigan is the Senior Vice President and Chief Audit Executive. In this role, he directs FINRA’s independent internal audit function, which is responsible for reviewing all aspects of FINRA’s operations. Prior to joining FINRA, Hourigan worked for 10 years at USLICO Corporation as Vice President and Director of Internal Audit. Hourigan graduated from the University of South Carolina with Bachelor of Science and Masters of Accountancy degrees.
Subject: Steve Randich
Subject of InterestSteve Randich is the Executive Vice President and Chief Information Officer (CIO), oversees technology at FINRA. Previously, Randich served as Co-CIO at Citigroup, and CIO and Global Head of Technology for Citigroup’s Institutional Clients Group. Prior to joining Citigroup, he was Executive Vice President of Operations and Technology and CIO at NASDAQ. Randich also served as Executive Vice President and CIO for the Chicago Stock Exchange and was a Managing Principal at IBM Global Services and a Manager at KPMG. He received an undergraduate degree in computer science from Northern Illinois University and an M.B.A. from the University of Chicago.
Subject: Bari Havlik
Subject of InterestBari Havlik is the Executive Vice President, Member Supervision and leads FINRA’s Member Regulation program, which includes surveillance and examination programs for member firms. Previously, she was a Senior Vice President and Chief Compliance Officer for The Charles Schwab Corporation. She received her undergraduate degree from DePaul University.
Subject: Thomas Gira
Subject of InterestThomas Gira is the Executive Vice President, Market Regulation and Transparency Services. Gira is the Executive Vice President of Market Regulation and Transparency Services. He received his law degree from the University of Maryland. Before joining FINRA in 1992, Gira was an Associate General Counsel of The NASDAQ Stock Market, Inc. Prior to that, he was Branch Chief for Options and Derivative Products Regulation within the Division of Market Regulation at the SEC.
Subject: Todd T. Diganci
Subject of InterestTodd T. Diganci is the Executive Vice President, Chief Financial Officer and Chief Administrative Officer of FINRA. Diganci received his bachelor’s degree in accounting & computer information systems and an MBA from Drake University. Diganci is also a graduate of the Advanced Management Program at Harvard University’s Business School. He currently serves on the Board of the SIFMA Investor Education Foundation.