Subject: Dan Daviau

Subject of Interest

Dan Daviau is the President & Chief Executive Officer of Canaccord Genuity Group Inc. He was appointed in October, 2015. Dan was was previously Co-Head of Investment Banking at CIBC World Markets and started his career as a securities lawyer with Goodman & Co. He graduated from He holds an MBA from York University, an LL.B. from Osgoode Hall/York University and a B.A. (Math and Statistics) from the University of Western Ontario.

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Subject: Marcus Freeman

Subject of Interest

Marcus Freeman is the Managing Director & Chief Executive Officer of Canaccord Genuity (Australia) Limited (Asia-Pacific). He was appointed in February, 2015. He co-founded BGF Equities in 2008. Freeman completed his B. Com and was originally recruited to the graduate program of Price Waterhouse. Some years later he relocated to London, where he worked at Sakura Bank (Foreign Exchange), Rabobank International (Foreign Exchange) and Deutsche Bank (Global Equities). He returned to Australia in 2000 to work in Bell Potter’s equities business for approximately eight years, where he built significant institutional and investment banking relationships before founding BGF Equities.

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Subject: Pat Burke

Subject of Interest

Pat Burke is the President, Capital Markets of Canaccord Genuity Corp (Canada). he joined the firm in 2015. Prior to joining, Pat served as Global Head of Equity and Co-Head of Global Investment Banking for Scotiabank. In this role, he was responsible for oversight of equity sales, trading, research, prime brokerage, equity capital markets, equity derivatives and investment banking. Before that he was Managing Director and Head of Canadian Equities for Merrill Lynch, having held various roles of increasing responsibility since 2000. From 1990 to 2000, Mr. Burke worked in institutional equity and fixed income for Bank of Montreal.

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Subject: Jeff Barlow

Subject of Interest

Jeff Barlow is the President of Canaccord Genuity LLC. (US). He was appointed October, 2015. He joined the firm in February 2007.  Prior to joining the firm, he was a Managing Director and the Head of Healthcare Investment Banking at First Albany Corporation, where he was responsible for establishing and building the firm’s healthcare practice. He began his career at J.P. Morgan. Barlow received his B.A. from the University of New Hampshire and MBA with Beta Gamma Sigma distinction from the Leonard N. Stern School of Business at New York University.

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Tip: FingerMotion (FNGR) Being Naked Short Sold for 2 Years

Tip

This company has a very small float and as you can see each day the short seller is selling FAKE shares if you just look at the last 10 days  using my CIA spy skills I will count the total volume  200,866  total volume NOW TOTAL Naked short volume is 146,364 so doing my great math skills  the naked short is 73% of total volume  a COUNTERFEIT share

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Subject: Nathaniel Stankard

Subject of Interest

Nathaniel Stankard is Senior Advisor in the Office of the CEO at FINRA. Prior to joining FINRA, he worked for the U.S. Securities and Exchange Commission for seven years. He was previously Executive Director at Morgan Stanley in what is now the Global Sustainable Finance Group, and Cleary Gottlieb Steen & Hamilton LLP. Stankard received a Bachelor of Arts Degree in Economics from Oberlin College and received his J.D. from Harvard Law School.

Biography

FINRA

Subject: Jonathan Sokobin

Subject of Interest

Jonathan Sokobin is the Chief Economist and Senior Vice President, oversees the Office of the Chief Economist at FINRA. Previously, Sokobin was Acting Deputy Director, leading the Research Center in the Office of Financial Research at the U.S. Treasury Department. Prior to joining the Treasury Department, he was Acting Director of the SEC’s Division of Risk, Strategy, and Financial Innovation. Sokobin began his career as a member of the faculty of the Cox School of Business at Southern Methodist University. He received his Ph.D. and MBA in finance from the Graduate School of Business at the University of Chicago, and his bachelor’s degree in economics from the Ohio State University.

Biography

FINRA

Subject: Jessica Hopper

Subject of Interest

Jessica Hopper is Executive Vice President and Head of Enforcement, responsible for FINRA’s disciplinary actions across the country. Prior to joining FINRA, she was part of Legg Mason Wood Walker, Inc.’s Legal & Compliance team, where her responsibilities focused on retail sales compliance.  Hopper holds a J.D. from the University of Toledo College of Law and earned a B.A. from Hillsdale College.

Biography

FINRA

Subject: Michael Hourigan

Subject of Interest

Michael Hourigan is the Senior Vice President and Chief Audit Executive. In this role, he directs FINRA’s independent internal audit function, which is responsible for reviewing all aspects of FINRA’s operations. Prior to joining FINRA,  Hourigan worked for 10 years at USLICO Corporation as Vice President and Director of Internal Audit. Hourigan graduated from the University of South Carolina with Bachelor of Science and Masters of Accountancy degrees.

Biography

FINRA

Subject: Steve Randich

Subject of Interest

Steve Randich is the Executive Vice President and Chief Information Officer (CIO), oversees technology at FINRA. Previously, Randich served as Co-CIO at Citigroup, and CIO and Global Head of Technology for Citigroup’s Institutional Clients Group. Prior to joining Citigroup, he was Executive Vice President of Operations and Technology and CIO at NASDAQ. Randich also served as Executive Vice President and CIO for the Chicago Stock Exchange and was a Managing Principal at IBM Global Services and a Manager at KPMG. He received an undergraduate degree in computer science from Northern Illinois University and an M.B.A. from the University of Chicago.

Biography

FINRA

Subject: Bari Havlik

Subject of Interest

Bari Havlik is the Executive Vice President, Member Supervision and leads FINRA’s Member Regulation program, which includes surveillance and examination programs for member firms. Previously, she was a Senior Vice President and Chief Compliance Officer for The Charles Schwab Corporation. She received her undergraduate degree from DePaul University.

Biography

FINRA

Subject: Thomas Gira

Subject of Interest

Thomas Gira is the Executive Vice President, Market Regulation and Transparency Services. Gira is the Executive Vice President of Market Regulation and Transparency Services. He received his law degree from the University of Maryland. Before joining FINRA in 1992, Gira was an Associate General Counsel of The NASDAQ Stock Market, Inc. Prior to that, he was Branch Chief for Options and Derivative Products Regulation within the Division of Market Regulation at the SEC.

Biography

FINRA

Subject: Todd T. Diganci

Subject of Interest

Todd T. Diganci is the Executive Vice President, Chief Financial Officer and Chief Administrative Officer of FINRA. Diganci received his bachelor’s degree in accounting & computer information systems and an MBA from Drake University. Diganci is also a graduate of the Advanced Management Program at Harvard University’s Business School. He currently serves on the Board of the SIFMA Investor Education Foundation.

Biography

FINRA

THE DOLLAR HAS NO INTRINSIC VALUE : DO YOUR ASSETS?