SEC v Goldman Sachs Execution & Clearing, L.P.
4 May 2010
These proceedings relate to GSEC’s response to the Commission’s September 17, 2008 emergency order enacting temporary Rule 204T to Regulation SHO (“Rule 204T” or the “Rule”). That Rule was an important part of the Commission’s response to concerns about the effects of “naked” short selling upon securities prices.
PDF (8 pages): SEC v Goldman Sachs Execution & Clearing, L.P.
