Peter J. Chepucavage has 40 years of experience in both the public and private sectors of the securities industry. He has worked for the National Association of Securities Dealers (NASD) and U.S. Securities and Exchange Commission (SEC), as well as a private law firm and a major international investment bank. He is familiar with all aspects of broker-dealer and hedge fund regulation, including broker dealer operations and stock loans.
Chepucavage most recently worked as an Attorney Fellow in the SEC’s Division of Market Regulation where his main projects were post-9/11 resiliency and short sales, including the drafting of Reg. SHO. Prior to his position at the SEC, he practiced at Fulbright & Jaworski in New York city. Mr. Chepucavage has been a member of many Securities Industry Association (SIA) and other regulatory and legal securities industry committees and written extensively about regulation.
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plexusconsulting.com (Company Website)
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iasbda.com (IASBDA)
File No. DF Title IX – Short Sale Disclosure- From: Peter Chepucavage, Plexus Consulting Group
