Article: JPMorgan Asia Units Fined for Regulatory Breaches in Hong Kong

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JPMorgan Asia Units Fined for Regulatory Breaches in Hong Kong

Cathy Kit Ching Chan

Bloomberg, 15 December 2015

JP Morgan Chase & Co. unites were fined HK$30 million ($3.9 million) in Hong Kong for regulatory breaches by the firm’s instituional equities business between 2010 and 2013, including breaking a ban on so-called naked short-selling.

PDF (4 pages): JP Morgan Fine Hong Kong

Ex- Goldman Macro Trader Lim Reopens $1.1 Billion Hedge Fund

Bei Hu

Bloomberg, 2016

Guard Capital Management, the Hong Kong-based firm led by former Goldman Sachs Group Inc. trader Leland Lim, reopened its macro hedge fund to new investors this month after outperforming peers in 2015, said a person with knowledge of the matter.

PDF (4 pages): JP Morgan Fine Hong Kong