Fined: Meyers Associates, L.P. nka Windsor Street Capital, LP Fined by FINRA

Fined

Meyers Associates, L.P. nka Windsor Street Capital, LP Fined by FINRA

A Securities and Exchange Commission (SEC) decision became final in which the firm was fined $700,000, and Bruce Meyers was barred from association with any FINRA member in any principal or supervisory capacity and fined $100,000. The SEC sustained the findings and the sanctions imposed by the National Adjudicatory Council (NAC). The sanctions were based on findings that the firm and Bruce Meyers used unbalanced and misleading communications with the public.

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