Barred: Jeffrey Scott Nimmow Barred by FINRA

Barred

Jeffrey Scott Nimmow Barred by FINRA

An AWC was issued in which Nimmow was barred from association with any FINRA member in all capacities. Without admitting or denying the findings, Nimmow consented to the sanction and to the entry of findings that he engaged in the sale of promissory notes to investors totaling at least $3,365,000 without disclosing and receiving approval from his member firm.

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