Suspended: Peter Douglas Monson Suspended by FINRA

Suspended
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Peter Douglas Monson Suspended by FINRA

An AWC was issued in which Monson was fined $7,500 and suspended from association with any FINRA member in all capacities for six months. This AWC does not include a restitution component because the beneficiary of the account at issue previously entered into a settlement with Monson and his member firm regarding the conduct described here.

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