Suspended: Terrence Edward Bonk Suspended by FINRA

Suspended

Terrence Edward Bonk Suspended by FINRA

An AWC was issued in which Bonk was assessed a deferred fine of $10,000 and suspended from association with any FINRA member in all capacities for nine months. Without admitting or denying the findings, Bonk consented to the sanctions and to the entry of findings that he borrowed $8,000 from a customer of his member firm without notifying or obtaining prior written approval from the firm.

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