Subject: Marcia E. Asquith

Subject of Interest

Marcia E. Asquith is the Executive Vice President, Board and External Relations, oversees the Office of the Corporate Secretary, as well as the offices of Investor Education, Member Relations and Education, Government Affairs, Corporate Communications and International. She received her JD from the College of William & Mary School of Law. Prior to joining FINRA, Ms. Asquith served for seven years as Counsel to the Senate Agriculture Committee under Chairman Richard Lugar.