Subject: Robert W. Cook

Subject of Interest

Robert W. Cook is the President and CEO of FINRA, and Chairman of the FINRA Investor Education Foundation. He graduated from Harvard Law School in 1992, a Master of Science in Industrial Relations and Personnel Management from the London School of Economics in 1989, and an A.B. in Social Studies from Harvard College in 1988. From 2010 to 2013, Cook served as the Director of the Division of Trading and Markets of the U.S. Securities and Exchange Commission (SEC).