Subject: Anshu Jain

Subject of Interest

Anshu Jain is the President of Cantor Fitzgerald L.P., he works alongside Howard W. Lutnick, Chairman and Chief Executive Officer.  Mr. Jain was Co-CEO of Deutsche Bank from June 2012 to June 2015. Prior to that, he worked at Merrill Lynch  He served on the International Advisory Panel of the Monetary Authority of Singapore. Mr. Jain received his Bachelor’s degree in Economics, with honors, from the University of Delhi and his MBA in Finance degree, Beta Gamma Sigma, from the University of Massachusetts Amherst.

Cantor Fitzgerald Fined $2 Million Over Short Sales Violations: Finra also said Cantor repeatedly ignored “red flags,” including internal audit findings from its staff. “Cantor was aware of supervisory deficiencies but did not implement remedial measures until 2016. As a result, the firm did not close out more than 4,879 fails-to-deliver in a timely manner, while it accepted and executed short orders in those securities without first borrowing (or arranging to borrow).”


Cantor Fitzgerald